![]() ![]() ![]() ![]() FeesįINRA Rule 7730 explains the charges required for using TRACE. Frequently Asked Questionsįind answers to common questions regarding TRACE. Technical Documentationĭownload user guides and API specifications for the various TRACE reporting systems. Keep track of service alerts, changes to documentation and system upgrades. The Trade Reporting and Compliance Engine is the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter transactions in eligible fixed income securities.Īll broker-dealers who are FINRA member firms have an obligation to report transactions in TRACE-eligible securities under an SEC-approved set of rules.
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